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Georgian Pumiglia

T. Rowe Price Investment Services, Inc.

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About Georgian Pumiglia

Georgian Pumiglia is a financial advisor with T. Rowe Price Investment Services, Inc., a firm headquartered in Owings Mills, MD. Georgian is registered with FINRA and the state of Maryland. Georgian has experience in the financial services industry since 2001. Their areas of expertise include investment company products and variable contracts, as demonstrated by their Series 6 and Series 26 licenses.

Firm Information

Georgian Pumiglia is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Georgian Pumiglia’s Registration & Firm History

MD

02/14/2023 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

MA

08/16/2021 - 01/25/2022

SS&C MARKET SERVICES, LLC (BOSTON MA)

CT

10/24/2018 - 03/22/2021

MML INVESTORS SERVICES, LLC (ENFIELD CT)

CT

05/01/2014 - 10/26/2018

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

08/14/2013 - 05/01/2014

MML INVESTORS SERVICES, LLC (ENFIELD CT)

CT

02/29/2008 - 12/31/2012

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)

CT

04/28/2006 - 02/29/2008

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

PA

05/22/1997 - 06/01/2004

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 12/15/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Georgian Pumiglia.
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