Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Georgi ellen? Claim Your ProfileGeorgi ellen Battocchio is a financial professional with over 28 years of experience in the industry. Georgi ellen is currently registered with Fidelity Personal AND Workplace Advisors and has held previous roles at Blackrock Investments, LLC, Fidelity Brokerage Services LLC, Quest Capital Strategies, Inc., UBS PaineWebber Inc., Wells Fargo Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Georgi ellen is a Certified Financial Planner and holds several professional licenses, including Series 63, Series 65, Series 7, Series 9, Series 10, and Series 24. Georgi ellen specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/03/2024 - Present
Fidelity Personal AND Workplace Advisors (FRAMINGHAM MA)
MA
02/23/2015 - 04/20/2023
BLACKROCK INVESTMENTS, LLC (BOSTON MA)
CA
09/08/2010 - 02/10/2015
FIDELITY BROKERAGE SERVICES LLC (LARKSPUR CA)
CA
10/27/2004 - 08/12/2010
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NJ
07/23/1999 - 05/28/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
10/01/1998 - 08/10/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
RI
03/10/1998 - 09/29/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
05/14/1996 - 03/10/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
03/16/1994 - 05/07/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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