Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Wu is a financial advisor with Commonfund Securities, Inc. George has been in the financial services industry for over 10 years. George is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and holds the Series 7, Series 63, and Series 79 licenses. George is registered in 53 states and the District of Columbia. George previously worked at Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/31/2023 - Present
Commonfund Securities, Inc. (WILTON CT)
CA
08/06/2013 - 07/23/2015
MORGAN STANLEY & CO. LLC (LOS ANGELES CA)
BC
Issued 12/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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