Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Woodrow Frank is a financial advisor at Truist Securities, Inc. He has been in the securities industry since March 14, 1993. George holds the Series 7, Series 24, Series 55, Series 57TO and SIE licenses. He is also registered in 52 states and the District of Columbia. Previously, George was with Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/27/2001 - Present
Truist Securities, Inc. (BOSTON MA)
NY
03/15/1993 - 08/03/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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