Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Walters is a financial advisor with Cetera Investment Advisers LLC. George has been in the financial industry since 1983. George holds licenses in Arizona, Arkansas, California, Colorado, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, North Carolina, Oklahoma, Oregon, South Carolina, South Dakota, Texas, Utah, Washington and Wisconsin. George holds Series 7, Series 24, Series 51 and Series 63 licenses. George also holds the Series 65 license and the SIE. George is a financial advisor who has worked with a variety of clients, including individuals, high-net-worth individuals, corporations, and retirement plans. In addition to his experience with Cetera Investment Advisers LLC, George has also worked for several other financial firms including G.R. Stuart & Company, Inc., First Affiliated Securities, First Affiliated Securities, Inc., Pacific Asset Group, Inc., Bateman Eichler, Hill Richards, Incorporated, and G. W. Story & Associates, Inc.. George is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/02/2024 - Present
Cetera Investment Advisers LLC (MODESTO CA)
MA
03/15/1993 - 04/27/1995
G.R. STUART & COMPANY, INC. (MAYNARD MA)
CA
05/31/1989 - 03/18/1993
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NA
03/13/1987 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC.
NA
01/12/1987 - 03/17/1987
PACIFIC ASSET GROUP, INC.
NA
03/07/1984 - 12/23/1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
03/01/1982 - 03/27/1984
G. W. STORY & ASSOCIATES, INC.
IA
Issued 9/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/11/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 8/8/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure George Walters is the right advisor for you? Invested Better is here to help.
