Unclaimed
George Mulwee is an investment advisor representative with Strategic Wealth Group. George has been in the industry since June 21, 2000. George is a registered investment advisor, and provides investment advisory services through Strategic Wealth Group RIA, LLC, an independent investment advisor firm. Strategic Wealth Group RIA, LLC, is separate from and independent of LPL Financial. George holds licenses in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
MN
09/12/2018 - Present
Strategic Wealth Group (EDEN PRAIRIE MN)
CO
06/02/2014 - 07/26/2017
CETERA ADVISORS LLC (DENVER CO)
CO
01/16/2015 - 02/09/2015
FIRST ALLIED SECURITIES, INC. (Denver CO)
CO
01/16/2015 - 02/09/2015
INVESTORS CAPITAL CORP. (DENVER CO)
GA
01/16/2015 - 02/09/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
CO
01/16/2015 - 02/09/2015
LEGEND EQUITIES CORPORATION (Denver CO)
CO
01/16/2015 - 02/09/2015
SUMMIT BROKERAGE SERVICES, INC. (Denver CO)
CO
01/14/2015 - 02/09/2015
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
01/14/2015 - 02/09/2015
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
01/14/2015 - 02/09/2015
CETERA INVESTMENT SERVICES LLC (DENVER CO)
MN
07/20/2011 - 05/30/2014
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
09/14/2010 - 07/29/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/18/2002 - 09/07/2010
WOODBURY FINANCIAL SERVICES, INC. (WOODBURY MN)
PA
03/13/2002 - 06/18/2002
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
MN
04/04/2000 - 12/31/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2007
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/19/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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