Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge McMullen is a financial advisor with over 20 years of experience in the industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held positions at WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FIRST UNION SECURITIES, INC., and FIRST UNION BROKERAGE SERVICES, INC. George McMullen holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. George McMullen specializes in providing investment advice to individuals, businesses, and institutions. His expertise includes portfolio management, financial planning, and retirement planning. George McMullen is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/14/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
PA
11/03/2017 - 06/18/2019
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
NJ
10/23/2009 - 11/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MERCERVILLE NJ)
NY
02/20/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
10/01/2000 - 02/15/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/31/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 06/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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