Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Weston Smith is a financial advisor currently working with LPL Financial LLC. George has been in the financial industry since November 2, 1982. George holds the Series 6, SIE and Series 63 licenses. Prior to joining LPL Financial LLC, George worked with MML Investors Services, LLC, MSI Financial Services, Inc., and Metropolitan Life Insurance Company. George has an office located at 18 Corporate Woods Blvd Fl 2, Albany, NY 12211.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/10/2021 - Present
LPL Financial LLC (ALBANY NY)
NY
03/25/2017 - 11/09/2021
MML INVESTORS SERVICES, LLC (LATHAM NY)
NY
01/08/1987 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LATHAM NY)
NY
11/03/1982 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LATHAM NY)
BC
Issued 10/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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