Unclaimed
George Wesley Hawkins is a registered representative with Equitable Advisors, LLC, working in the Houston, Texas office. He is also registered as an investment adviser representative. George holds Series 7, 63, 24 and 53 licenses. He has been in the securities industry since 1985 and is active in the securities and investment advisory businesses. George has worked with Equitable Advisors, LLC since 1999 and previously worked for several other firms, including The Equitable Life Assurance Society of the United States, BirchTree Financial Services, Inc., Grigsby, Brandford & Co., Inc., Southwest Securities, Inc., and Westcap Securities, L.P. He has been involved with the board of directors and other committees for multiple community organizations. George provides financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/25/2008 - Present
Equitable Advisors, LLC (HOUSTON TX)
NY
11/10/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MN
12/12/1996 - 12/13/1996
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
CA
10/02/1995 - 11/11/1996
GRIGSBY, BRANDFORD & CO., INC. (SAN FRANCISCO CA)
TX
04/18/1995 - 08/24/1995
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NJ
04/06/1995 - 04/28/1995
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
TX
08/20/1985 - 04/17/1995
WESTCAP SECURITIES, L.P. (HOUSTON TX)
NA
07/25/1987 - 08/24/1994
WESTCAP GOVERNMENT SECURITIES, INC.
IA
Issued 05/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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