Unclaimed
George Wayne Neill is a financial advisor with Cetera Investment Advisers LLC in Scottsdale, AZ. George has been in the industry since 1988 and has a wide range of experience. George is a Certified Financial Planner, Personal Financial Specialist and has experience providing investment advice to individuals, families, and businesses. George holds the Series 63, SIE and Series 7 licenses. George has worked with Royal Alliance Associates, Inc., H.D. Vest Investment Securities, Inc., Southwest Capital Group, Inc. and First Financial Equity Corporation. George has been registered with the following states: Arizona, California, Colorado, Georgia, Illinois, Kentucky, Missouri, Nevada, North Carolina, Ohio, Oregon, Texas, Washington, Wisconsin and Wyoming. George has also been registered with Cetera Advisor Networks LLC and G. Wayne Neill, CPA/PFS, CFP, PLLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
01/03/1991 - 02/13/1992
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
TX
11/07/1988 - 01/16/1991
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NA
11/29/1988 - 06/02/1989
SOUTHWEST CAPITAL GROUP, INC.
NA
03/19/1987 - 01/21/1988
FIRST FINANCIAL EQUITY CORPORATION
BC
Issued 3/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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