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George Wayne Neill

Cetera Investment Advisers LLC

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About George Wayne Neill

George Wayne Neill is a financial advisor with Cetera Investment Advisers LLC in Scottsdale, AZ. George has been in the industry since 1988 and has a wide range of experience. George is a Certified Financial Planner, Personal Financial Specialist and has experience providing investment advice to individuals, families, and businesses. George holds the Series 63, SIE and Series 7 licenses. George has worked with Royal Alliance Associates, Inc., H.D. Vest Investment Securities, Inc., Southwest Capital Group, Inc. and First Financial Equity Corporation. George has been registered with the following states: Arizona, California, Colorado, Georgia, Illinois, Kentucky, Missouri, Nevada, North Carolina, Ohio, Oregon, Texas, Washington, Wisconsin and Wyoming. George has also been registered with Cetera Advisor Networks LLC and G. Wayne Neill, CPA/PFS, CFP, PLLC.

Firm Information

George Neill is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

10751 N FRANK LLOYD WRIGHT BLVD STE 103

SCOTTSDALE, AZ 85259

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Neill’s Registration & Firm History

AZ

06/29/2023 - Present

Cetera Investment Advisers LLC (SCOTTSDALE AZ)

AZ

01/03/1991 - 02/13/1992

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

TX

11/07/1988 - 01/16/1991

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

NA

11/29/1988 - 06/02/1989

SOUTHWEST CAPITAL GROUP, INC.

NA

03/19/1987 - 01/21/1988

FIRST FINANCIAL EQUITY CORPORATION

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Licenses & Designations

BC

Issued 3/19/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Wayne Neill.
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