Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Wallace Smith is a financial professional with over 15 years of experience in the financial services industry. George has a wide range of experience in both the brokerage and advisory spaces. George is currently registered with AE Wealth Management, LLC and is licensed to provide financial advice in multiple states. Prior to joining AE Wealth Management, George was registered with both Madison Avenue Securities, LLC and Colorado Financial Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/21/2024 - Present
AE Wealth Management, LLC (Englewood CO)
CO
12/23/2019 - 07/09/2020
MADISON AVENUE SECURITIES, LLC (Greenwood Village CO)
CO
10/17/2019 - 12/20/2019
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
BC
Issued 06/11/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 05/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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