Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge W. Swain has been a registered representative for over 15 years. George is currently employed by State Farm VP Management Corp. and is registered to sell securities in Kentucky, Tennessee, and West Virginia. George has a Series 6 license and a Series 63 license. They also have a Securities Industry Essentials (SIE) license. George specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WV
04/07/2008 - Present
State Farm VP Management Corp. (Williamson WV)
BC
Issued 05/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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