Unclaimed
George Arrivas is a financial advisor with Edward Jones. George has been working in the financial services industry since March 2015. George is registered with the state of California and holds FINRA Series 63, 66 and 7 licenses as well as the SIE exam. George has worked at several firms in the past including Merrill Lynch and Reynolds Kendrick Stratton, Inc. In addition to his work with Edward Jones, George may also have other business activities or interests.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/03/2023 - Present
Edward Jones (DANVILLE CA)
CA
12/15/2017 - 01/04/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
05/04/2016 - 12/19/2017
EDWARD JONES (DUBLIN CA)
NA
08/12/1992 - 10/23/1992
REYNOLDS KENDRICK STRATTON, INC.
NA
01/13/1992 - 08/14/1992
THOMAS JAMES ASSOCIATES, INC.
NA
09/10/1991 - 01/01/1992
WATERHOUSE SECURITIES, INC.
NA
07/05/1991 - 07/10/1991
KOBER FINANCIAL CORP.
BOTH
Issued 06/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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