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George Varughese

Alvarez & Marsal Securities, LLC

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About George Varughese

George Varughese is a financial professional with over 25 years of experience in the securities industry. George is currently registered with Alvarez & Marsal Securities, LLC. George has a broad range of experience, having previously worked at Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, Kidder, Peabody & Co. Incorporated, and Drexel Burnham Lambert Incorporated. George holds FINRA Series 7, 24, 63, 79TO, and 99TO licenses. George is registered in 14 states.

Firm Information

George Varughese is currently registered with Alvarez & Marsal Securities, LLC. Alvarez & Marsal Securities, LLC is a Limited Liability Company formed in 2002-09-24. The firm is registered in 15 states and is SEC registered.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Varughese’s Registration & Firm History

NY

01/07/2004 - Present

Alvarez & Marsal Securities, LLC (New York NY)

NY

11/03/2000 - 03/08/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

02/26/1999 - 03/08/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/22/1990 - 04/02/1993

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

10/19/1988 - 03/14/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 04/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for George Varughese. Review regulatory record here.
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