Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge V Guida is a securities professional with over 10 years of experience in the industry. George is currently a registered principal at Smbc Nikko Securities America, Inc. George holds the Series 7, 16, 24, 87 and SIE licenses. George is active in the Broker-Dealer space and has been since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/30/2012 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2012
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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