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George Upshur Nottingham

Steward Partners Investment Advisory, LLC

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About George Upshur Nottingham

George Upshur Nottingham is a financial advisor who has been in the industry for over 30 years. George has a wide range of experience in the financial services industry. George currently works for Steward Partners Investment Advisory, LLC. George holds FINRA Series 7, 24, 63 and 65 licenses. George has a long track record of success in helping clients reach their financial goals. George is dedicated to providing personalized service and helping clients understand their financial options. George is a Certified Financial Planner and is committed to helping clients achieve their financial goals.

Firm Information

George Nottingham is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisor with 354 registered representatives and 254 licensed agents. The firm has a total of 45203 accounts under management with assets totaling $20,433,200,577. Steward Partners Investment Advisory, LLC provides financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. The firm also offers other advisory services including financial consulting. They serve a variety of client types including charitable organizations, corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and state or municipal government entities.
Steward Partners Investment Advisory, LLC

140 E. 45TH STREET

NEW YORK, NY 10017

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Nottingham’s Registration & Firm History

NY

05/07/2020 - Present

Steward Partners Investment Advisory, LLC (NEW YORK NY)

VA

05/06/2020 - 05/27/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (Norfolk VA)

VA

11/07/2005 - 05/07/2020

WELLS FARGO CLEARING SERVICES, LLC (NORFOLK VA)

MD

12/08/1998 - 11/22/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MA

01/01/1998 - 12/23/1998

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

NA

06/07/1993 - 01/01/1998

NATIONSSECURITIES

MA

04/07/1992 - 06/07/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

NY

01/01/1992 - 04/06/1992

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

NA

10/22/1986 - 01/01/1992

SOVRAN INVESTMENT CORPORATION

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Licenses & Designations

IA

Issued 10/24/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/6/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Upshur Nottingham.
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