Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Upshur Nottingham is a financial advisor with over 30 years of experience in the industry. He is currently registered with Steward Partners Investment Advisory, LLC, where he has been employed since May 2020. George has also held previous positions with Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, Legg Mason Wood Walker, Incorporated, NationsBanc Investments, Inc., NationsSecurities, NationsBanc Securities, Inc., NationsBanc Capital Markets, Inc., and Sovran Investment Corporation. George is a Certified Financial Planner and holds Series 7, 24, 63, and 65 licenses. George is also a member of the Rotary Club of Norfolk. He is a dedicated financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/07/2020 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
VA
05/06/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Norfolk VA)
VA
11/07/2005 - 05/07/2020
WELLS FARGO CLEARING SERVICES, LLC (NORFOLK VA)
MD
12/08/1998 - 11/22/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
01/01/1998 - 12/23/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
04/07/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
01/01/1992 - 04/06/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NA
10/22/1986 - 01/01/1992
SOVRAN INVESTMENT CORPORATION
IA
Issued 10/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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