Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Thomas Neiman is a registered representative with A.g.p. / Alliance Global Partners. George has been in the industry since 1995. George has held previous positions with AEGIS CAPITAL CORP., IFS SECURITIES, WUNDERLICH SECURITIES, INC., OPPENHEIMER & CO. INC., JESUP & LAMONT SECURITIES CORP, FERRIS, BAKER WATTS INCORPORATED, ARTHURS, LESTRANGE & COMPANY INCORPORATED, RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, and LEGG MASON WOOD WALKER, INCORPORATED. George is a Series 7 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
04/24/2020 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
01/10/2017 - 05/20/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
GA
05/15/2015 - 01/10/2017
IFS SECURITIES (ATLANTA GA)
NY
03/14/2011 - 05/21/2015
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
PA
07/12/2010 - 03/17/2011
OPPENHEIMER & CO. INC. (PITTSBURGH PA)
NY
04/27/2009 - 07/15/2010
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
PA
08/14/2008 - 04/09/2009
OPPENHEIMER & CO. INC. (GLENSHAW PA)
PA
09/01/2006 - 07/03/2008
FERRIS, BAKER WATTS INCORPORATED (PITTSBURGH PA)
PA
03/22/2005 - 09/01/2006
ARTHURS, LESTRANGE & COMPANY INCORPORATED (PITTSBURGH PA)
NY
03/09/2002 - 03/31/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
02/07/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MD
12/06/1994 - 02/23/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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