Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Thomas Gillen is a financial advisor with over 25 years of experience in the industry. George is registered with Wells Fargo Clearing Services, LLC and is licensed in TN, TX, and VA. George has previously been associated with UBS Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ameriprise Advisor Services, Inc., and Ameriprise Financial Services, Inc.. George is a Series 7 and Series 63 licensed professional. George specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/30/2017 - Present
Wells Fargo Clearing Services, LLC (BRISTOL TN)
TN
10/05/2009 - 01/27/2016
AMERIPRISE FINANCIAL SERVICES, INC. (KINGSPORT TN)
TN
05/11/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (KINGSPORT TN)
TN
07/28/2000 - 05/25/2007
UBS FINANCIAL SERVICES INC. (KINGPORT TN)
NY
02/06/1997 - 08/03/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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