Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Zuniga is a financial professional with over two decades of experience in the industry. George is currently registered with Stonex Financial Inc. George holds a variety of licenses and certifications, including Series 7, Series 63, Series 55, Series 57TO, SIE, and Series 24. George has previously worked with a number of firms including Marex Capital Markets Inc., Interactive Brokers LLC, and UBS International Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
02/27/2015 - 01/06/2023
MAREX CAPITAL MARKETS INC. (NEW YORK NY)
CT
03/12/2010 - 12/31/2014
INTERACTIVE BROKERS LLC (GREENWICH CT)
NJ
01/27/2010 - 12/31/2014
INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)
FL
10/13/2008 - 11/18/2009
ITAU EUROPA SECURITIES INC. (MIAMI FL)
FL
09/10/2007 - 09/08/2008
UBS INTERNATIONAL INC. (MIAMI FL)
NY
03/03/2003 - 08/28/2007
ASSENT LLC (NEW YORK NY)
NY
11/14/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
12/11/2001 - 11/13/2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC (HAVERSTRAW NY)
NY
07/05/2001 - 01/08/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
IA
Issued 10/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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