Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Stephen Saucer is a financial advisor who has been in the industry since October 18, 1987. George is currently registered with Tradestation Securities, Inc., where he is a Registered Representative. George has experience in the financial services industry, having worked with various firms, including Muriel Siebert & Co., Inc., Newport Discount Brokerage, Inc., and Dreyfus Brokerage Services, Inc.. George's expertise includes investments and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/08/2003 - Present
Tradestation Securities, Inc. (PLANTATION FL)
NY
05/16/2002 - 05/08/2003
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
FL
12/22/1999 - 08/12/2002
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
11/24/1998 - 01/28/2000
NEWPORT DISCOUNT BROKERAGE, INC. (DEERFIELD BEACH FL)
CA
01/24/1996 - 10/14/1998
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
FL
03/09/1995 - 01/17/1996
NEWPORT DISCOUNT BROKERAGE, INC. (DEERFIELD BEACH FL)
CA
11/08/1991 - 09/08/1994
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
CA
03/25/1987 - 03/22/1991
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NA
03/23/1987 - 03/25/1987
CM SECURITIES, INC.
NA
09/26/1986 - 11/19/1986
SHATKIN FINANCIAL SERVICES, INC.
NA
05/16/1985 - 11/23/1985
FIRST INVESTORS CORPORATION
BC
Issued 06/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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