Unclaimed
George McKenna has been in the securities industry since August 30, 1993. George is currently registered with Fmsbonds, Inc. in Whippany, NJ and is licensed in nine states. Previously, George was registered with Stockcross Financial Services, Inc., The GMS Group, LLC, RBC Dain Rauscher Inc., McDonald Investments Inc., Key Capital Markets, Inc., and Dean Witter Reynolds Inc. George has passed the SIE, Series 7, Series 55 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/29/2016 - Present
Fmsbonds, Inc. (Whippany NJ)
NJ
06/30/2010 - 04/14/2016
STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)
NJ
03/31/2009 - 07/01/2010
THE GMS GROUP, LLC (LIVINGSTON NJ)
NY
01/06/2001 - 11/13/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
OH
11/09/1998 - 07/26/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
09/29/1997 - 11/09/1998
KEY CAPITAL MARKETS, INC. (CLEVELAND OH)
NY
06/20/1989 - 11/21/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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