Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Stephen Connor is a financial advisor with Ameriprise Financial Services, LLC. George has been a financial advisor since 1997, and has been registered with the Securities and Exchange Commission (SEC) since 2007. George has extensive experience in the financial services industry, and has held positions at a number of firms, including J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Calamos Financial Services LLC, ABN AMRO Distribution Services (USA), Inc., Brinson Advisors, Inc., Funds Distributor, Inc., and Phoenix Equity Planning Corporation. George is also a registered investment advisor with the SEC. George is currently registered as a broker-dealer in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/18/2014 - Present
Ameriprise Financial Services, LLC (CHICAGO IL)
IL
10/01/2008 - 03/04/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
03/26/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
06/09/2006 - 03/12/2007
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
ME
02/10/2003 - 12/31/2005
ABN AMRO DISTRIBUTION SERVICES (USA), INC. (PORTLAND ME)
NY
10/02/2001 - 03/28/2002
BRINSON ADVISORS, INC. (NEW YORK NY)
ME
01/06/2000 - 04/27/2001
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
CT
01/02/1996 - 09/23/1999
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CO
04/05/1995 - 01/02/1996
ALPS MUTUAL FUNDS SERVICES, INC. (DENVER CO)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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