Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Ponty is a financial professional with a broad range of experience in the securities industry. George is currently registered with Fidelity Brokerage Services LLC, and previously worked with E*TRADE SECURITIES LLC. George holds the Series 7, Series 63, and SIE licenses. George has been active in the industry since 2018 and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/23/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
UT
05/12/2017 - 01/29/2021
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 04/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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