Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Pratt is a financial advisor at UBS Financial Services Inc. with over 30 years of experience in the industry. George has held various positions at prominent financial institutions, including Fortus Securities LLC, Gelber Securities, LLC, and Hamilton Securities Group, LLC. George's expertise and experience are complemented by his licenses, including Series 66, Series 63, Series 24, Series 7 and Series 5. George holds registrations in multiple states including Connecticut, Florida, Arizona, Colorado, Georgia, Massachusetts, New Jersey, New York, North Carolina and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
04/17/2019 - Present
UBS Financial Services Inc. (HARTFORD CT)
NY
09/06/2006 - 11/12/2008
FORTIS SECURITIES LLC (NEW YORK NY)
IL
09/17/2002 - 08/22/2006
GELBER SECURITIES, LLC (CHICAGO IL)
NY
02/01/2000 - 09/03/2002
HAMILTON SECURITIES GROUP, LLC (NEW YORK NY)
NY
09/18/1997 - 02/15/2000
PARIBAS CORPORATION (NEW YORK NY)
NA
08/27/1997 - 09/18/1997
PARIBAS CORPORATION
NY
07/28/1994 - 08/28/1997
UBS SECURITIES LLC (NEW YORK NY)
NJ
11/17/1987 - 08/05/1994
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
07/28/1987 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
05/28/1986 - 11/17/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/23/1982 - 06/11/1984
CS FIRST BOSTON CORPORATION
BOTH
Issued 11/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1982
Series 5 - Interest Rate Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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