Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Simmons Wootten IV is a financial advisor currently affiliated with LPL Financial LLC. George has been in the financial services industry since February 12, 2018. George has a Series 66 license, as well as Series 7 and SIE licenses. George has worked for various financial institutions over the years including Investment Centers of America, Valley Wealth Group, and CETERA Advisor Networks LLC. Currently, George has registrations in Virginia for both securities and investment advisory business. George is licensed to offer both investment advisory and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/26/2021 - Present
LPL Financial LLC (FORT MILL SC)
VA
02/13/2018 - 08/27/2021
CETERA ADVISOR NETWORKS LLC (ROANOKE VA)
BOTH
Issued 05/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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