Unclaimed
George Senter is a financial advisor who has been active in the industry since November 17, 2016. George is currently registered with Wells Fargo Securities, LLC and has been with the firm since January 9, 2018. Prior to joining Wells Fargo Securities, LLC, George was employed by HSBC Securities (USA) INC. George holds the Series 63, SIE and Series 79 securities licenses. George is registered in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/09/2018 - Present
Wells Fargo Securities, LLC (New York NY)
NY
11/18/2016 - 02/01/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 03/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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