Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Marlow is an investment advisor representative with UBS Financial Services Inc. George is registered with the state of Texas. George's current employer is UBS Financial Services Inc. and their office is located at 301 COMMERCE in FT. WORTH, TX. George has 2 state exams, 3 product exams and no principal exams. George has been in the securities industry since January 3rd, 2023. Prior to joining UBS Financial Services Inc., George was employed by CITIGROUP GLOBAL MARKETS INC. in HOUSTON, TX. George's current registrations are active. George's prior registration ended on 4/22/2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/27/2023 - Present
UBS Financial Services Inc. (FT. WORTH TX)
TX
09/02/2021 - 04/22/2022
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
IA
Issued 10/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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