Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Santana is a financial advisor with over 20 years of experience in the industry. Currently, George is registered with Chardan Capital Markets LLC, and has held previous positions at ASCENDIANT CAPITAL MARKETS, LLC, IRC SECURITIES LLC, GLOBAL HUNTER SECURITIES, LLC, B. RILEY & CO., LLC, WEDBUSH MORGAN SECURITIES INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. George is licensed to conduct business in California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2015 - Present
Chardan Capital Markets LLC (NEW YORK NY)
CA
02/28/2011 - 01/23/2015
ASCENDIANT CAPITAL MARKETS, LLC (IRVINE CA)
NY
09/18/2009 - 07/27/2010
IRC SECURITIES LLC (NEW YORK NY)
CA
12/04/2007 - 06/24/2008
GLOBAL HUNTER SECURITIES, LLC (NEWPORT BEACH CA)
CA
07/05/2007 - 11/28/2007
B. RILEY & CO., LLC (LOS ANGELES CA)
CA
11/12/1999 - 02/01/2002
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
02/22/1995 - 01/26/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/16/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/11/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2001
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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