Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Hoffman is a financial advisor at Harbour Investments, Inc. George has been working in the financial industry since 1997. George is registered with FINRA and the state of Wisconsin. George has a Series 7, Series 24, Series 52, Series 53, and Series 65 licenses. George also has a Certified Financial Planner designation. George is a financial advisor specializing in providing financial planning and portfolio management services to individuals, corporations, and charitable organizations. George has over 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/03/2023 - Present
Harbour Investments, Inc. (Mosinee WI)
WI
04/18/2018 - 05/05/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Wausau WI)
WI
12/01/2009 - 04/20/2018
FIRST ALLIED SECURITIES, INC. (WAUSAU WI)
WI
09/04/2002 - 12/04/2009
AXA ADVISORS, LLC (WAUSAU WI)
MO
10/09/1997 - 08/22/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 11/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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