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George Robert Ward

Kpmg Corporate Finance LLC

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About George Robert Ward

George Robert Ward is a financial professional with over 20 years of experience in the industry. Currently, George Robert Ward is registered with KPMG Corporate Finance LLC. George Robert Ward has held previous positions with SOLOMON PARTNERS SECURITIES, LLC, TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC, TUDOR, PICKERING, HOLT & CO. SECURITIES, INC., BERENSON & COMPANY, LLC, CREDIT SUISSE SECURITIES (USA) LLC, and CIBC WORLD MARKETS CORP.. George Robert Ward holds the Series 63, Series 24, Series 79TO, SIE, and Series 7 licenses. George Robert Ward is currently registered in 35 states.

Firm Information

George Ward is currently registered with Kpmg Corporate Finance LLC. Kpmg Corporate Finance LLC is a Limited Liability Company formed in February 2000. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Ward’s Registration & Firm History

TX

04/12/2022 - Present

Kpmg Corporate Finance LLC (Houston TX)

TX

05/17/2016 - 01/03/2022

SOLOMON PARTNERS SECURITIES, LLC (Houston TX)

TX

03/07/2012 - 05/03/2016

TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC (HOUSTON TX)

TX

04/06/2011 - 05/03/2016

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

NY

08/11/2009 - 03/07/2011

BERENSON & COMPANY, LLC (NEW YORK NY)

NY

09/13/2005 - 08/28/2007

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

02/05/2002 - 08/31/2005

BERENSON & COMPANY, LLC (NEW YORK NY)

NY

11/03/1997 - 02/11/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

05/28/1997 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Robert Ward.
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