Unclaimed
George Robert Regas is a financial advisor with over 28 years of experience in the financial industry. George is a registered representative of Thrivent Investment Management Inc. in Marengo, Illinois. George is also a registered investment advisor in the state of Illinois. Prior to joining Thrivent Investment Management Inc., George was employed by Lutheran Brotherhood Securities Corp. for eight years, working in the Minneapolis, Minnesota office. George currently holds the Series 6, Series 7, Series 63, and Series 66 licenses. George specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
08/07/2008 - Present
Thrivent Investment Management Inc. (MARENGO IL)
MN
04/25/1994 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 07/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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