Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Robert Plock is a financial advisor with LPL Financial LLC. George is registered with the state of New Jersey and holds the Series 6, 7, 63, and 65 licenses as well as the SIE. George is also a registered Investment Advisor Representative. George has been working in the financial services industry for over 20 years. George has been with LPL Financial LLC since October 2024. George has a diverse work experience, having worked with several firms such as Parkland Securities, LLC and R. Seelaus & Co., Inc. Prior to joining LPL Financial LLC, George worked at American Wealth Executives, LLC. George Robert Plock is committed to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/16/2024 - Present
LPL Financial LLC (Sparta NJ)
NJ
12/02/2013 - 06/22/2017
PARKLAND SECURITIES, LLC (MARLTON NJ)
NJ
11/14/2012 - 10/29/2013
R. SEELAUS & CO.,INC. (SUMMIT NJ)
NJ
08/25/2008 - 11/07/2012
BCG SECURITIES, INC. (CHERRY HILL NJ)
NC
11/07/2003 - 07/25/2008
FIRST INVESTORS CORPORATION (CHARLOTTE NC)
IA
Issued 05/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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