Unclaimed
George Goldman has been a registered representative in the securities industry since 1987 and has a long history of working with clients in a variety of capacities. George has held numerous positions with firms such as Craft Capital Management LLC, Martinez-Ayme Securities, Eulav Securities, Inc., and Intermerchant Securities LLC, to name a few. George has also worked with U.S. Sterling Securities, Inc., where he is currently registered. George holds licenses in numerous states and has experience in a variety of investment areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2009 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NY
03/18/2015 - 08/11/2016
CRAFT CAPITAL MANAGEMENT LLC (Garden City NY)
FL
05/26/2015 - 05/28/2015
MARTINEZ-AYME SECURITIES (MIAMI FL)
NY
07/03/2008 - 11/02/2009
EULAV SECURITIES, INC. (NEW YORK NY)
NY
06/01/2007 - 09/04/2008
INTERMERCHANT SECURITIES LLC (NEW YORK NY)
NY
05/15/2007 - 06/28/2007
MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)
NY
08/24/2006 - 01/03/2007
LIGHTSTONE SECURITIES, LLC (NEW YORK NY)
NY
02/03/2006 - 12/14/2006
THE CONCORD EQUITY GROUP, LLC (SYOSSET NY)
NY
09/22/2004 - 11/22/2005
HENLEY & COMPANY LLC (UNIONDALE NY)
NY
10/23/2002 - 11/22/2005
U.S. STERLING SECURITIES, INC. (HAUPPAUGE NY)
SC
08/28/2003 - 09/13/2004
RCF CAPITAL PARTNERS, LLC (CHARLESTON SC)
FL
04/02/2004 - 06/22/2004
J. FOX INVESTMENTS, LLC (PALM CITY FL)
NY
06/02/2000 - 05/02/2003
ADIRONDACK TRADING GROUP LLC (NEW WOODSTOCK NY)
NY
10/27/1999 - 06/09/2000
WINDSOR CAPITAL ADVISORS, INC. (MELVILLE NY)
NY
11/03/1999 - 11/18/1999
HOBBS MELVILLE SECURITIES CORP. (NEW YORK NY)
NY
01/15/1999 - 07/06/1999
THE MINNEAPOLIS COMPANY, INC. (MELVILLE NY)
NY
04/01/1999 - 06/30/1999
HOBBS MELVILLE SECURITIES CORP. (NEW YORK NY)
NY
09/16/1998 - 01/06/1999
PARKER BROMLEY LTD. (GARDEN CITY NY)
CA
05/19/1998 - 09/11/1998
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
02/04/1998 - 05/12/1998
FOSTER JEFFRIES SECURITIES, LLC (WESTBURY NY)
CA
11/07/1991 - 02/10/1998
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
FL
02/08/1991 - 06/24/1991
F.S.G. FINANCIAL SERVICES GROUP, INC. (MIAMI BEACH FL)
NY
10/27/1989 - 03/22/1990
G. K. SCOTT & CO., INC. (PLAINVIEW NY)
NA
05/06/1988 - 06/08/1989
GLOBAL CAPITAL SECURITIES, INC.
NA
03/23/1988 - 04/19/1988
SHELTER ROCK SECURITIES CORP.
NA
02/05/1987 - 03/17/1988
INDIVIDUAL'S SECURITIES LTD.
IA
Issued 04/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/02/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/30/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/08/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/20/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2013
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/21/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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