Unclaimed
George Rennick is a financial advisor with over 25 years of experience in the industry. George is currently registered with J.p. Morgan Securities LLC, a firm with over $50 billion in assets under management. George has a broad range of experience, having previously worked at firms such as Nomura Securities International, Inc., Barclays Capital Inc., Neuberger Berman, LLC, Lehman Brothers Inc., Goldman, Sachs & Co., and Prudential Securities Incorporated. George has a strong track record of success in providing financial advice to individuals and businesses, including those with high net worth. George is a highly experienced and knowledgeable advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/18/2018 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/04/2010 - 09/13/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2008 - 07/29/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/06/2005 - 10/08/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
01/03/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/12/1997 - 04/05/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/11/1996 - 10/28/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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