Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Steele is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. George has been in the securities industry since December 7, 2000. George holds Series 7, Series 31, and Series 66 licenses. George is registered with the state of Texas and is licensed in 36 states. George is an experienced investment advisor with a focus on providing investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
10/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND OR)
OR
01/03/2004 - 03/08/2018
SCOTTRADE, INC. (PORTLAND OR)
OR
01/06/2003 - 01/05/2004
BIDWELL & COMPANY (PORTLAND OR)
OR
05/31/2001 - 12/02/2002
COLUMBIA FINANCIAL CENTER INCORPORATED (PORTLAND OR)
NY
01/28/2000 - 03/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Steele is the right advisor for you? Invested Better is here to help.
