linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

George Preston Moler

Merrill Lynch, Pierce, Fenner & Smith Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you George? Claim Your Profile

About George Preston Moler

George Preston Moler is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. George has been in the securities industry since 1978. George has worked for a number of other firms in the past including Wachovia Securities, LLC, First Union Capital Markets Corp., Salomon Smith Barney Inc., PaineWebber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clayton Brokerage Co. of St. Louis, Inc., First Florida Securities, Inc., Loeb Partners, Shearson Loeb Rhoades Inc., and E. F. Hutton & Company Inc. George's current registration status is "APP_PEND_IARCE". George has a Series 7, Series 63, and SIE registration. George is located at 900 S US HWY 1, JUPITER, FL 33477.

Firm Information

George Moler is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

George Moler’s Registration & Firm History

FL

01/01/2025 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (JUPITER FL)

FL

10/01/1999 - 02/19/2008

WACHOVIA SECURITIES, LLC (PALM BEACH GARDENS FL)

NC

05/03/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

09/28/1992 - 04/29/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NJ

07/31/1989 - 09/18/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

03/13/1980 - 08/16/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

12/14/1979 - 02/11/1980

CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.

NA

08/23/1979 - 10/05/1979

FIRST FLORIDA SECURITIES, INC.

NA

06/27/1979 - 09/22/1979

LOEB PARTNERS

NA

07/27/1978 - 05/23/1979

SHEARSON LOEB RHOADES INC.

NA

09/01/1977 - 08/23/1978

E. F. HUTTON & COMPANY INC

Not sure if George Preston Moler is right for you?

Licenses & Designations

BC

Issued 07/10/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for George Preston Moler. Review regulatory record here.
Not sure if George Preston Moler is right for you?