Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Pedraza is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. George has been in the financial services industry since September 1994 and has held previous roles at Wells Fargo Clearing Services, LLC, Wells Fargo Securities, LLC, Wells Fargo Brokerage Services, L.L.C., UBS Securities LLC, UBS Financial Services Inc., Intercontinental Asset Management Group, LTD., Chase Securities Inc., and Chase Securities of Texas, Inc.. George is registered with FINRA and has passed the Series 7, Series 7TO, Series 53, Series 63, and Series 66 exams. George's specializations include portfolio management for individuals and businesses, pension consulting, and selection of other advisors. George also provides educational seminars and performance measurement reports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
03/31/2017 - 11/03/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
11/06/2009 - 03/20/2017
WELLS FARGO SECURITIES, LLC (SAN ANTONIO TX)
TX
08/19/2008 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SAN ANTONIO TX)
TX
01/16/2006 - 06/18/2008
UBS SECURITIES LLC (SAN ANTONIO TX)
TX
07/19/2001 - 01/16/2006
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
TX
04/26/1999 - 07/11/2001
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (SAN ANTONIO TX)
NY
01/15/1997 - 02/22/1999
CHASE SECURITIES INC. (NEW YORK NY)
TX
02/07/1994 - 02/10/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
BC
Issued 12/4/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 6/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/28/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/7/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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