Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Pedraza is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. George has been in the financial services industry since 1994. He has held various positions at several firms, including UBS Financial Services Inc., Wells Fargo Securities, LLC, and Chase Securities of Texas, Inc. George specializes in providing financial planning and investment management services to individuals, families, and businesses. George is registered with the Securities and Exchange Commission and is also licensed to sell securities in the state of Texas. George holds several professional designations, including Series 7, Series 66, and Series 53.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
03/31/2017 - 11/03/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
11/06/2009 - 03/20/2017
WELLS FARGO SECURITIES, LLC (SAN ANTONIO TX)
TX
08/19/2008 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SAN ANTONIO TX)
TX
01/16/2006 - 06/18/2008
UBS SECURITIES LLC (SAN ANTONIO TX)
TX
07/19/2001 - 01/16/2006
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
TX
04/26/1999 - 07/11/2001
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (SAN ANTONIO TX)
NY
01/15/1997 - 02/22/1999
CHASE SECURITIES INC. (NEW YORK NY)
TX
02/07/1994 - 02/10/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
BC
Issued 12/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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