Unclaimed
George Paul Kanas is a financial advisor with UBS Financial Services Inc. George has been in the securities industry since 1983 and has a strong background in the industry. George is registered to provide investment advice in Texas and New York. George holds several licenses and certifications, including Series 7, 3, 63, and 65. George is also a Certified Financial Planner. Prior to joining UBS Financial Services Inc. in 2012, George was a registered representative with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/17/2012 - Present
UBS Financial Services Inc. (Purchase NY)
NY
02/14/1997 - 02/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NJ
02/09/1989 - 03/17/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/20/1983 - 02/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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