Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Paul Corey is a financial professional with over 18 years of experience in the industry. George has a broad range of experience, having worked for TD Securities (USA) LLC and Citigroup Global Markets Inc. prior to joining Smbc Nikko Securities America, Inc. in 2024. George holds the Series 3, Series 7, Series 63 and SIE licenses. George is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/31/2019 - 02/23/2024
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
08/15/2005 - 06/14/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
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NYSE Arca, Inc.
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