Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Rohloff is a financial advisor who has been in the industry since 1996. George is currently registered with 1st Discount Brokerage, Inc. George is a Registered Representative with Series 7, Series 24, Series 55, Series 63, Series 66, and Series 99TO licenses. In addition, George has experience with ECHOTRADE LLC, GENERIC TRADING OF PHILADELPHIA, LLC, WORLDCO, L.L.C., M. H. MEYERSON & CO., INC., WALL STREET EQUITIES INCORPORATED, WATERHOUSE SECURITIES, INC., and STRATTON OAKMONT INC. George can provide services like financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. George is a Registered Representative with 1st Discount Brokerage, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Digital advisory service
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/01/2025 - Present
1ST Discount Brokerage, Inc. (LAKE WORTH FL)
AZ
07/18/2006 - 03/30/2007
ECHOTRADE LLC (PHOENIX AZ)
NY
05/04/2006 - 07/11/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
09/10/2001 - 10/24/2003
WORLDCO, L.L.C. (NEW YORK NY)
NJ
07/05/1996 - 09/26/2001
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
07/02/1996 - 08/14/1996
WALL STREET EQUITIES INCORPORATED (NEW YORK NY)
NE
02/18/1993 - 11/18/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
11/22/1991 - 10/09/1992
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 10/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/23/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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