Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Omalley is an active broker-dealer professional with over 20 years of experience in the financial industry. George has a strong track record of success in the securities industry and is currently registered with Marex Capital Markets Inc. as a registered representative. George has held several positions at various firms including OTA LLC and OTR GLOBAL TRADING LLC. George holds the Series 4, 7, 55, 63, and SIE licenses, which demonstrate his commitment to professional development and ongoing education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
01/13/2016 - 08/31/2023
OTA LLC (PURCHASE NY)
NY
05/24/2006 - 01/13/2016
OTR GLOBAL TRADING LLC (PURCHASE NY)
NY
12/09/1998 - 12/31/2008
OTA LLC (PURCHASE NY)
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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