Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Patrick Dougherty is a financial advisor registered with Invesco Distributors, Inc.. George has been in the financial industry since 1995. George is licensed in 53 states and the District of Columbia. George is also registered with FINRA and the SEC. George's current office location is in New York, NY. George previously worked at LaSalle Investment Management Distributors, LLC, American Century Investment Services Inc., and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/05/2021 - Present
Invesco Distributors, Inc. (NEW YORK NY)
IL
10/09/2014 - 12/17/2020
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC (CHICAGO IL)
MO
05/20/2008 - 10/08/2014
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NY
09/10/1999 - 05/09/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
11/07/1994 - 04/16/1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 02/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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