Unclaimed
George Patrich Simpkins is a financial professional registered with Smbc Nikko Securities America, Inc.. George holds the Series 79TO, Series 63 and SIE licenses and is registered in 51 states. George has been in the securities industry since March 17, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/18/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 06/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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