Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Parker Swift is a registered investment advisor representative with Raymond James & Associates, Inc. George has been in the industry since 1999 and is registered in Alabama, Florida, Georgia, New York and North Carolina. George is also registered as an Investment Advisor Representative in Georgia. Prior to joining Raymond James, George was employed by AMERICAN CAPITAL PARTNERS, LLC, L.M. KOHN & COMPANY, MIDSOUTH CAPITAL, INC., RELIANCE SECURITIES, LLC, JONES, BYRD, & ATTKISSON, INC., SUNTRUST SECURITIES, INC., and PRUDENTIAL SECURITIES INCORPORATED. George holds Series 7, 63, and 65 securities licenses. George has a strong background in financial planning and portfolio management. George can help clients with a variety of financial needs, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/30/2015 - Present
Raymond James & Associates, Inc. (COLUMBUS GA)
GA
02/01/2013 - 07/09/2015
AMERICAN CAPITAL PARTNERS, LLC (COLUMBUS GA)
GA
01/17/2012 - 02/01/2013
L.M. KOHN & COMPANY (COLUMBUS GA)
GA
06/23/2009 - 01/17/2012
MIDSOUTH CAPITAL, INC. (COLUMBUS GA)
GA
12/19/2007 - 06/11/2009
RELIANCE SECURITIES, LLC (COLUMBUS GA)
GA
07/15/2004 - 02/22/2008
JONES, BYRD, & ATTKISSON, INC. (COLUMBUS GA)
GA
08/18/2003 - 07/20/2004
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NY
09/29/1999 - 05/29/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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