Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Buxton is a financial advisor registered with Raymond James & Associates, Inc. George has been in the financial industry since 1990 and has a long history of experience working with various firms including J.P. MORGAN SECURITIES LLC, CIBC OPPENHEIMER CORP., CHARLES STREET SECURITIES, INC., MORGAN STANLEY & CO., INCORPORATED and CHASE MANHATTAN CAPITAL MARKETS CORPORATION. George is active in both the state of New York and Florida. George holds Series 3, 7 and 63 licenses. George is also licensed with the Series 65 to offer investment advisory services. George has offices in New York, NY and St. Petersburg, FL. George specializes in providing advisory services to individual clients, including investment companies, corporations, businesses, pension and profit-sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/13/2024 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
02/20/1998 - 07/03/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/28/1994 - 03/17/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NA
07/09/1990 - 03/01/1991
CHARLES STREET SECURITIES, INC. (LONDON )
NA
03/25/1986 - 02/04/1988
MORGAN STANLEY & CO., INCORPORATED
NA
01/23/1985 - 04/28/1986
CHASE MANHATTAN CAPITAL MARKETS CORPORATION
IA
Issued 06/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1996
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Buxton is the right advisor for you? Invested Better is here to help.
