Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Noel Perez is a financial advisor who has been in the industry since 1995. George is currently registered with Wells Fargo Clearing Services, LLC. George is licensed to offer investment advice in 39 states and has passed multiple industry exams, including the Series 7, Series 63, Series 66, Series 9, Series 10, and Series 4. George specializes in providing financial planning, investment consulting services, and portfolio management for individuals, businesses, and institutional clients. Prior to joining Wells Fargo Clearing Services, George worked for various firms including TD Waterhouse Investor Services, Inc. and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/16/2017 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
04/13/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
07/13/2004 - 04/20/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (BEVERLY HILLS CA)
MO
05/13/2004 - 07/07/2004
SCOTTRADE, INC. (ST. LOUIS MO)
NE
11/07/1997 - 05/07/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
10/15/1997 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
TX
08/14/1997 - 10/01/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
04/26/1995 - 07/02/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
CA
11/09/1994 - 12/14/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 07/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Perez is the right advisor for you? Invested Better is here to help.
