Unclaimed
George Nicholas Vatsis is a financial advisor registered with Capfinancial Securities, LLC in Charlotte, North Carolina. He is also registered with the state of North Carolina. George holds the Series 7, Series 63, and SIE licenses. He has been in the industry since May 12, 2014 and has experience with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/13/2024 - Present
Capfinancial Securities, LLC (CHARLOTTE NC)
NC
05/13/2014 - 02/27/2024
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 05/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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