Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Nicholas Brown is a financial advisor with Raymond James Financial Services Advisors, Inc. George has over 35 years of experience in the financial services industry and is registered with the state of New York as an Investment Advisor Representative. George has also previously worked as a financial advisor at Edward Jones and Invest Financial Corporation. George is a Certified Financial Planner and has a Series 7, Series 24, and Series 63 licenses. George is an active member of the financial community and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/23/2021 - Present
Raymond James Financial Services Advisors, Inc. (Albany NY)
NY
10/08/1991 - 11/15/2010
EDWARD JONES (ALBANY NY)
WI
08/19/1986 - 10/08/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 09/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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