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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Panagos is a financial advisor who has been active in the industry since May 2, 2014. George is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Providence, Rhode Island. George is also a registered Investment Advisor in Rhode Island and Texas. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., George worked for several other firms including Citizens Securities, Inc., NYLIFE Securities LLC, and PRUCO SECURITIES, LLC. George specializes in providing investment advice to individuals, corporations, and institutions. George holds a Series 6, 7, 63, 65, and 79 licenses. George offers portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
11/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
06/26/2018 - 09/02/2022
CITIZENS SECURITIES, INC. (PROVIDENCE RI)
RI
12/05/2016 - 06/29/2018
NYLIFE SECURITIES LLC (JOHNSTON RI)
RI
08/15/2014 - 10/28/2016
PRUCO SECURITIES, LLC. (WARWICK RI)
CA
03/04/2014 - 07/25/2014
NEW CENTURY CAPITAL PARTNERS, INC. (LOS ANGELES CA)
IA
Issued 1/5/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/9/2018
Series 7 - General Securities Representative Examination
BC
Issued 8/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 3/4/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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