Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Moscoso is a financial advisor with over 18 years of experience in the industry. George has worked for several firms, including Citigroup Global Markets Inc., Goldman, Sachs & Co., and Itau International Securities Inc. George is currently registered with HSBC Securities (USA) Inc. and holds a Series 7, Series 3, Series 24, Series 9, Series 10, and Series 66 licenses. George is a licensed investment advisor representative in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
03/27/2019 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
01/07/2013 - 01/27/2016
ITAU INTERNATIONAL SECURITIES INC. (MIAMI FL)
NY
12/09/2009 - 01/02/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
FL
05/29/2007 - 12/07/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
12/05/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
BOTH
Issued 03/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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